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Legal and Compliance Manager for a private bank in Geneva

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Job description/ key responsibilities:
  • Supporting Head of L&C, COO, business and operating teams in all L&C tasks related to the Firm’s operations and activities, notably in the area of financial product and deal structuring and management
  • Coordination with external corporate and tax lawyers on all corporate, tax and funds matters;
  • Assistance, coordination and advice on legal & compliance matters related to collective investment schemes throughout their lifetime (creation, deployment, alternations, liquidation);
  • Contract negotiation and review (IMA, NDA, service agreements, investment-related documentation, investor-related documentation)
  • Review, coordination and assistance with respect to offering/regulatory and marketing literature for both liquid and illiquid alternative products
  • Elaboration, maintenance and review of the Firm’s internal rules (policies procedures) supervision over implementation
  • Performance and coordination of due diligence procedures, including on-boarding and classification of clients
  • Design, conduct and follow-up on compliance monitoring program (checks controls) in all fields pertaining to Asset Management (AML, cross-border, market integrity, management of conflicts of interest)
  • Elaboration and management of regulatory trainings
  • Support in all stages of regulatory projects: regulatory watch, impact assessment, implementation of new financial regulations both Swiss and international
Professional experience :
  • Bachelor in Law (preferably) or in Finance. Master preferred.
  • Education in finance a plus
  • Minimum 5 years of legal or compliance experience in Asset
  • Management/fund industry, ideally in private equity segments
Personality characteristics:
  • Excellent knowledge of financial regulations, a CAS in financial compliance a plu
  • Reliable, pro-active, self-starter, diligent.
  • Strong organizational and project management skills
  • Problem solving and risk management capacityTeam player, flexibilite
  • Strong drive and pro-active attitude
  • Proven experience in managing external service providers and maintaining project costs
  • Excellent written and oral communication skills in English
  • High integrity, independent and individually motivated
I am interested Back to top

Your consultants

Ikram Fadleddine

Talent Acquisition Specialist
Zurich

5 Place de la Synagogue
1204 Geneva

+41 (0)22 552 01 05

Laurent Sauté

Director
Zurich

5 Place de la Synagogue
1204 Geneva

+41 (0)78 666 41 85

I am interested

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